SECURITIES AND EXCHANGE COMMISSION | ||
Washington, D.C. 20549 | ||
SCHEDULE 13G | ||
(Rule 13d-102) | ||
INFORMATION TO BE INCLUDED IN STATEMENTS FILED PURSUANT | ||
TO RULES 13d-1(b),(c) AND (d) AND AMENDMENTS THERETO FILED | ||
PURSUANT TO RULE 13d-2(b) | ||
(Amendment No. ) 1 | ||
AN2 THERAPEUTICS, INC. | ||
(Name of Issuer) | ||
Common Stock, $0.00001 par value per share | ||
(Title of Class of Securities) | ||
037326105 | ||
(CUSIP Number) | ||
December 31, 2022 | ||
(Date of Event Which Requires Filing of this Statement) |
1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (VOLUNTARY) Pfizer Inc. 13-5315170 | |||||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [ ] | ||||||||||||
3. | SEC USE ONLY | |||||||||||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -0- | ||||||||||||
6. | SHARED VOTING POWER 1,362,499 shares of Common Stock, $0.00001 par value per share ("Common Stock") held by Anacor Pharmaceuticals, LLC, a wholly-owned subsidiary of Pfizer Inc. | |||||||||||||
7. | SOLE DISPOSITIVE POWER -0- | |||||||||||||
8. | SHARED DISPOSITIVE POWER 1,362,499 shares of Common Stock held directly by Anacor Pharmaceuticals LLC, a wholly-owned subsidiary of Pfizer Inc. | |||||||||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,362,499* | |||||||||||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | ||||||||||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.02%** | |||||||||||||
12. | TYPE OF REPORTING PERSON CO |
1. | NAME OF REPORTING PERSON S.S. OR I.R.S. IDENTIFICATION NO. OF ABOVE PERSON (VOLUNTARY) Anacor Pharmaceuticals, LLC 25-1854385 | |||||||||||||
2. | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP | (a) [ ] (b) [ ] | ||||||||||||
3. | SEC USE ONLY | |||||||||||||
4. | CITIZENSHIP OR PLACE OF ORGANIZATION Delaware | |||||||||||||
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5. | SOLE VOTING POWER -0- | ||||||||||||
6. | SHARED VOTING POWER 1,362,499 shares of Common Stock | |||||||||||||
7. | SOLE DISPOSITIVE POWER -0- | |||||||||||||
8. | SHARED DISPOSITIVE POWER 1,362,499 Shares of Common Stock | |||||||||||||
9. | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 1,362,499 shares of Common Stock held directly by Anacor Pharmaceuticals, LLC, a wholly-owned subsidiary of Pfizer Inc. | |||||||||||||
10. | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES | [ ] | ||||||||||||
11. | PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 7.02%** | |||||||||||||
12. | TYPE OF REPORTING PERSON OO |
ITEM 1(a) | NAME OF ISSUER: AN2 Therapeutics, Inc. (the “Issuer”). | |||||||
ITEM 1(b) | ADDRESS OF ISSUER’S PRINCIPAL EXECUTIVE OFFICES: | |||||||
1800 El Camino Real, Suite D, Menlo Park, California 94027 | ||||||||
ITEM 2(a) | NAME OF PERSON FILING: | |||||||
Pfizer Inc. (“Pfizer”) Anacor Pharmaceuticals, LLC (“Anacor”) Anacor is a wholly-owned subsidiary of Pfizer. The Joint Filing Agreement between Pfizer and Anacor is filed herewith as Exhibit 99.1. | ||||||||
ITEM 2(b) | ADDRESS OF PRINCIPAL BUSINESS OFFICE: | |||||||
Pfizer and Anacor: 235 East 42nd Street, New York, NY 10017 | ||||||||
ITEM 2(c) | CITIZENSHIP: | |||||||
Pfizer and Anacor: Delaware | ||||||||
ITEM 2(d) | TITLE OF CLASS OF SECURITIES: | |||||||
Common Stock, $0.00001 par value per share | ||||||||
ITEM 2(e) | CUSIP NUMBER: 037326105 | |||||||
ITEM 3 | IF THIS STATEMENT IS FILED PURSUANT TO §§240.13d-1(b) or 240.13d-2(b) or (c), check whether the person filing is a: | |||||||
Not applicable. |
ITEM 4 | OWNERSHIP: | |||||||||||||||||||
The information requested in this item is incorporated herein by reference to rows 5 through 11 of the respective cover pages of Pfizer and Anacor to this Schedule 13G. | ||||||||||||||||||||
ITEM 5 | OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 6 | OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 7 | IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT COMPANY: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 8 | IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 9 | NOTICE OF DISSOLUTION OF GROUP: | |||||||||||||||||||
Not applicable. | ||||||||||||||||||||
ITEM 10 | CERTIFICATION: | |||||||||||||||||||
Not applicable. |
99.1 | Joint Filing Agreement, dated as of February 13, 2023, by and between Pfizer and Anacor. |
PFIZER INC. | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Assistant Secretary | |||||||
ANACOR PHARMACEUTICALS, LLC | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Secretary |
PFIZER INC. | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Assistant Secretary | |||||||
ANACOR PHARMACEUTICALS, LLC | ||||||||
By: | /s/ Susan Grant | |||||||
Name: | Susan Grant | |||||||
Title: | Secretary |